5HJXODWRU\1RWLFHV
5HJXODWRU\1RWLFHV
)&&&RPSOLDQFH6WDWHPHQW
1RWH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWR
FRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFH
SXUVXDQWWRSDUWRIWKH)&&5XOHV7KHVHOLPLWVDUH
GHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVW
KDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLV
HTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLR
IUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQ
DFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXO
LQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUH
LVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQD
SDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVH
KDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQ
ZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQW
RIIDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKH
LQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
y 5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
y ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQW
DQGUHFHLYHU
y &RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLW
GLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULV
FRQQHFWHG
y &RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79
WHFKQLFLDQIRUKHOS
&DXWLRQ&KDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\
DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRUFRPSOLDQFHFRXOG
YRLGWKHXVHUɋVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW
7HVWHGWRFRPSO\ZLWK)&&VWDQGDUGV
)25+20(252)),&(86(
7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&5XOHV
2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV
7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFH
DQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFH
UHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVH
XQGHVLUHGRSHUDWLRQ
&(&RQIRUPLW\
3URGXFWVEHDULQJWKH&(PDUNLQJFRPSO\
ZLWKRQHRUPRUHRIWKHIROORZLQJ(8
'LUHFWLYHVDVPD\EHDSSOLFDEOH
5('(8/RZ9ROWDJH'LUHFWLYH(8
(0&'LUHFWLYH(85R+6'LUHFWLYH(8
&RPSOLDQFHZLWKWKHVHGLUHFWLYHVLVDVVHVVHGXVLQJ
DSSOLFDEOH(XURSHDQ+DUPRQL]HG6WDQGDUGV
7KHSRLQWRIFRQWDFWIRUUHJXODWRU\PDWWHUVLV06,
06,1/(LQGKRYHQ(56RQ
%뱚벁벁멑홦퓺쩺쿲턱벁헡헽
헅벁벁샥멑홦퓺%뱚확헡홒벁벁욭콭흍
욭멑홦퐡콭컽퓺샥뫔햕죺홒햍욭죁죹
쌱퐾퐡콭컽퓺큩헙턆섙섵
ߟ࠙ߩ%䠘㞤䬱郲醶纫
ޅޠ醶纫ޡߟ࠙ߩ䠘㞤䬱郲醶纫ޙދޅޠ
醶纫ޡ㻾䑰櫊㠲ޙ⤭毀ދޅޚ߄滤渻ޚމޘ
ݶްދݾޅޠ醶纫ݾ࠙ߨߚ߶ࠜࠃߨࠗࠣわ
⧏墨ޝ鷟䳽މޘ⤭毀އޚわ⧏ꧾ㻶߄䔻ݿ駴ޅދޅޚ
ݾݴްދろ镥克勈ޝ䘡ޕޘ
婾މݶろݶ߄މޘ⛷އݶ
9&&,%
&7LFN&RPSOLDQFH
%DWWHU\,QIRUPDWLRQ
(XURSHDQ8QLRQ
%DWWHULHVEDWWHU\SDFNVDQG
DFFXPXODWRUVVKRXOGQRWEHGLVSRVHGRIDV
XQVRUWHGKRXVHKROGZDVWH3OHDVHXVHWKH
SXEOLFFROOHFWLRQV\VWHPWRUHWXUQUHF\FOH
RUWUHDWWKHPLQFRPSOLDQFHZLWKWKHORFDO
UHJXODWLRQV
7DLZDQ
䓞ꪹ展閡㖓俓
)RUEHWWHUHQYLURQPHQWDOSURWHFWLRQ
ZDVWHEDWWHULHVVKRXOGEHFROOHFWHG
VHSDUDWHO\IRUUHF\FOLQJRUVSHFLDO
GLVSRVDO
&DOLIRUQLD86$
7KHEXWWRQFHOOEDWWHU\PD\FRQWDLQ
SHUFKORUDWHPDWHULDODQGUHTXLUHVVSHFLDO
KDQGOLQJZKHQUHF\FOHGRUGLVSRVHGRILQ
&DOLIRUQLD
)RUIXUWKHULQIRUPDWLRQSOHDVHYLVLW
KWWSZZZGWVFFDJRYKD]DUGRXVZDVWHSHUFKORUDWH
&$87,217KHUHLVDULVNRIH[SORVLRQLIEDWWHU\LV
LQFRUUHFWO\UHSODFHG
5HSODFHRQO\ZLWKWKHVDPHRUHTXLYDOHQWW\SH
UHFRPPHQGHGE\WKHPDQXIDFWXUHU
&KHPLFDO6XEVWDQFHV,QIRUPDWLRQ
,QFRPSOLDQFHZLWKFKHPLFDOVXEVWDQFHVUHJXODWLRQV
VXFKDVWKH(85($&+5HJXODWLRQ5HJXODWLRQ(&
1RRIWKH(XURSHDQ3DUOLDPHQWDQGWKH
&RXQFLO06,SURYLGHVWKHLQIRUPDWLRQRIFKHPLFDO
VXEVWDQFHVLQSURGXFWVDW
KWWSZZZPVLFRPKWPOSRSXSFVUHYPWSUWWBSFP
KWPO
(QYLURQPHQWDO3ROLF\
y 7KHSURGXFWKDVEHHQGHVLJQHGWR
HQDEOHSURSHUUHXVHRISDUWVDQG
UHF\FOLQJDQGVKRXOGQRWEHWKURZQ
DZD\DWLWVHQGRIOLIH
y 8VHUVVKRXOGFRQWDFWWKHORFDO
DXWKRUL]HGSRLQWRIFROOHFWLRQIRUUHF\FOLQJDQG
GLVSRVLQJRIWKHLUHQGRIOLIHSURGXFWV
y 9LVLWWKH06,ZHEVLWHDQGORFDWHDQHDUE\GLVWULEXWRU
IRUIXUWKHUUHF\FOLQJLQIRUPDWLRQ
y 8VHUVPD\DOVRUHDFKXVDWJSFRQWGHY#PVLFRPIRU
LQIRUPDWLRQUHJDUGLQJSURSHU'LVSRVDO7DNHEDFN
5HF\FOLQJDQG'LVDVVHPEO\RI06,SURGXFWV
:(((:DVWH(OHFWULFDODQG
(OHFWURQLF(TXLSPHQW6WDWHPHQW
(1*/,6+
7RSURWHFWWKHJOREDOHQYLURQPHQWDQGDV
DQHQYLURQPHQWDOLVW06,PXVWUHPLQG
\RXWKDW
8QGHUWKH(XURSHDQ8QLRQɍ(8Ɏ'LUHFWLYH
RQ:DVWH(OHFWULFDODQG(OHFWURQLF
(TXLSPHQW'LUHFWLYH(&ZKLFK
WDNHVHIIHFWRQ$XJXVWSURGXFWVRIɍHOHFWULFDO