+(/,;%2$5'),5(:,5(
0$.,1*&211(&7,216
,QSXWVDQG2XWSXWV
;/5-DFNV
7KHVHMDFNVDFFHSW;/5LQSXWVIRUEDODQFHGVLJQDOV
7KH\ FDQ EH XVHG LQ FRQMXQFWLRQ ZLWK PLFURSKRQHV
VXFK DV SURIHVVLRQDO FRQGHQVHU G\QDPLF RU ULEERQ
PLFURSKRQHV ZLWK VWDQGDUG ;/5 PDOH FRQQHFWRUV
:LWK ORZ QRLVH SUHDPSOL¿HUV WKHVH LQSXWV VHUYH IRU
FU\VWDOFOHDUVRXQGUHSOLFDWLRQ
1% :KHQXVLQJDQXQEDODQFHGPLFURSKRQHSOHDVHHQVXUH
SKDQWRPSRZHULVVZLWFKHGRII+RZHYHU ZKHQXVLQJ
FRQGHQVHUPLFURSKRQHVWKHSKDQWRPSRZHUVKRXOGEH
DFWLYDWHG
/LQH,Q-DFNV
7KHVHLQSXWVDFFHSW756DQG76OLQHLQSXWV
IRUWKH DGGLWLRQRIYDULRXV PXVLFLQVWUXPHQWV± VXFK
DVNH\ERDUGVGUXPPDFKLQHVHOHFWULFJXLWDUVDVZHOO
DVDYDULHW\RIRWKHUHOHFWULFLQVWUXPHQWV
,QVHUW-DFNV
7KH SULPDU\ XVH IRU WKHVH
´ 756 SKRQH MDFNV LV
IRU WKH DGGLWLRQ RI H[WHUQDO
GHYLFHV VXFK DV G\QDPLF
SURFHVVRUV RU HTXDOL]HUV
WRWKHFRUUHVSRQGLQJPRQR
LQSXW FKDQQHO 7KLV ZLOO
UHTXLUH D < FRUG WKDW FDQ VHQG DQG UHFHLYH VLJQDOV
RIWKHPL[HUWRDQGIURPDQH[WHUQDOSURFHVVRU7KH
WLSRIWKH756MDFNZLOOVHQGWKHVLJQDOIURPWKHLQSXW
FKDQQHODQGWKHULQJZLOOUHWXUQWKHVLJQDOEDFNWRWKH
PL[HUWKHVOHHYHLVWKHJURXQGLQJ
'LUHFW2XWSXWV
7KHVH FRQQHFWLRQV DUH IRU WKH GLUHFW RXWSXW RI WKH
VLJQDOV UHFHLYHG E\ PRQR FKDQQHOV WKURXJK WR
SRVWIDGHUSRVW(4SRVW+3)DQG SRVWPXWH7KH\
DUH PRVW FRPPRQO\ XVHG WR FRQQHFW 0XOWLWUDFN
UHFRUGHUV
$X[LOLDU\$8;5HWXUQV
7KH 756$8; 5HWXUQ LQSXWV DUH IRU WKH UHWXUQ
RIDXGLRWR WKH+(/,;%2$5'),5(:,5( PL[HU
SURFHVVHG E\ DQ H[WHUQDO VLJQDO SURFHVVRU ,I UHDOO\
QHHGHG WKH\ FDQ DOVREH XVHG DV DGGLWLRQDO VWHUHR
LQSXWV 7KH IHHG IURP WKHVH LQSXWV FDQ EH DGMXVWHG
XVLQJ WKH $8; 5HWXUQ FRQWUROV RQ WKH IDFH RI WKH
PL[HU :KHQ FRQQHFWLQJ D PRQDXUDO GHYLFH WR WKH
$8; 5HWXUQ DQG LQSXWV VLPSO\ SOXJ D
SKRQHMDFN LQWRWKHOHIW PRQRLQSXWDQG WKHVLJQDO
ZLOODSSHDULQWKHULJKWDVZHOO7KLVKRZHYHUGRHVQRW
ZRUNIRUWKH$8;5HWXUQ
1% :KHQ DQ\ GHYLFH LV SOXJJHG LQWR WKH PL[HU¶V
FRUUHVSRQGLQJ();5HWXUQLQSXWV$8;5HWXUQWKH
VLJQDO SURFHVVHG E\ WKH PL[HU¶V LQWHUQDO GLJLWDOHIIHFW
HQJLQHLVWKHQQRWIHGWRWKH0DLQ/5WKHVLJQDO IHG
LQWRWKH();5HWXUQLQSXWVZLOOEHLQVWHDG
$X[LOLDU\$8;6HQGV
7KHVH 756 SKRQH MDFNV DUH WKH ¿QDO RXWSXW RI
OLQHOHYHOVLJQDO IHGIURPWKHFRUUHVSRQGLQJ DX[LOLDU\
VHQGPL[LQJEXVHV DQGDUHEHVWVXLWHG IRUXVHZLWK
H[WHUQDOHIIHFWSURFHVVRUVRUVWDJHPRQLWRUV)HHGLQJ
WKHRXWSXWIURPWKH$X[LOLDU\RXWVWRDQDPSOL¿HUDQG
SRVVLEO\ DQ HTXDOL]HU DQG WKHQ WR D ÀRRU PRQLWRU
VSHDNHUDOORZVDUWLVWVWRPRQLWRUWKHLURZQLQVWUXPHQWV
RUYRFDOV ZKLOVWSHUIRUPLQJ 7KH$8; DQG$8;
6HQGVWDNHWKHLUVLJQDOGLUHFWO\IURP$8;&RQWUROV
DQGZKHQWKH6KLIW%XWWRQLVDFWLYDWHG