$GYDQFHG$GMXVWPHQWVDQG6HWWLQJV
PDVWHUSDJH5LJKW
OHQDPH>'?'DWDB6(0?'DWDB<HDU
?'DWDB'':?-B'':B86??86$'9B+7
':&(/IP@
29
US
PRGHOQDPH>+7'':@
>@
x '(&;;;;
'LJLWDODXGLRLQSXWGHFRGLQJSULRULW\
/HWV\RXVSHFLI\WKHLQSXWPRGHIRUWKHGLJLWDOVLJQDO
LQSXWWRWKH',*,7$/,1MDFNV
$872
$XWRPDWLFDOO\VZLWFKHVWKHLQSXWPRGHEHWZHHQ
'76'ROE\'LJLWDORU3&0
3&0
3&0VLJQDOVDUHJLYHQSULRULW\WRSUHYHQWWKH
LQWHUUXSWLRQZKHQSOD\EDFNVWDUWV(YHQZKHQRWKHU
VLJQDOVDUHLQSXWWKHVRXQGLVRXWSXW+RZHYHUWKLV
UHFHLYHUFDQQRWGHFRGH'76&'ZKHQVHWWR³'(&
3&0´
Note
:KHQVHWWR³'(&$872´DQGWKHVRXQGIURPWKH
GLJLWDODXGLRMDFNVIRU&'HWFLVLQWHUUXSWHGZKHQ
SOD\EDFNVWDUWVVHWWR³'(&3&0´
x '8$/;;;
'LJLWDOEURDGFDVWODQJXDJHVHOHFWLRQ
/HWV\RXVHOHFWWKHODQJXDJH\RXZDQWWROLVWHQWR
GXULQJGLJLWDOEURDGFDVW7KLVIHDWXUHRQO\IXQFWLRQV
IRU'ROE\'LJLWDOVRXUFHV
060DLQ6XE
6RXQGRIWKHPDLQODQJXDJHZLOOEHRXWSXWWKURXJK
WKHIURQWOHIWVSHDNHUDQGVRXQGRIWKHVXEODQJXDJH
ZLOOEHRXWSXWWKURXJKWKHIURQWULJKWVSHDNHU
VLPXOWDQHRXVO\
00DLQ
6RXQGRIWKHPDLQODQJXDJHZLOOEHRXWSXW
66XE
6RXQGRIWKHVXEODQJXDJHZLOOEHRXWSXW
060DLQ6XE
0L[HGVRXQGRIERWKWKHPDLQDQGVXEODQJXDJHVZLOO
EHRXWSXW
x 1$0(,1
1DPLQJSUHVHWVWDWLRQVDQGLQSXWV
/HWV\RXVHWWKHQDPHRISUHVHWVWDWLRQVDQGLQSXWV
VHOHFWHGZLWKLQSXWEXWWRQV)RUGHWDLOVVHH³1DPLQJ
SUHVHWVWDWLRQVDQGLQSXWV´RQSDJH
86&29B+7'':&(/ERRN3DJH)ULGD\'HFHPEHU30