7LWDQ,PSOHPHQW//& 6HULHV5RWDU\7LOOHUV
2FWREHU
3UH'HOLYHU\&KHFNOLVW
7KH'HDOHUVKRXOGLQIRUPWKH3XUFKDVHURIWKLVSURGXFWRIWKH:DUUDQW\WHUPVSURYLVLRQVDQGSURFHGXUHVWKDW
DUHDSSOLFDEOH7KH'HDOHUDQG3XUFKDVHUVKRXOGUHYLHZWKHFRQWHQWVRIWKH2SHUDWRU¶V0DQXDOLQFOXGLQJVDIHW\
HTXLSPHQWVDIHRSHUDWLRQDQGPDLQWHQDQFHUHYLHZWKH6DIHW\6LJQVRQWKHLPSOHPHQWDQGWUDFWRULIQHFHVVDU\
DQGWKH3XUFKDVHU¶VUHVSRQVLELOLW\WRWUDLQWKHLURSHUDWRUVLQVDIHRSHUDWLRQSURFHGXUHV
,03/(0(176,KDYHH[SODLQHGWKDW'HÀHFWRUV*XDUGVRU6KLHOGVPXVWEHLQVWDOOHGDQGPDLQWDLQHGLQJRRG
UHSDLU
'5,9(/,1(6,KDYHPDGHFHUWDLQWKDWDOOGULYHOLQHJHDUER[DQGRWKHUVKLHOGVDUHLQJRRGUHSDLUDQG
IDVWHQHGVHFXUHO\LQSODFHWRSUHYHQWLQMXULHVIURPHQWDQJOHPHQWRUWKURZQREMHFWV
35('(/,9(5<6(59,&(
&+(&.$1'$'-86725/8%5,&$7($65(48,5('
6HH2SHUDWRU¶V0DQXDOIRU'HWDLOV
,QVSHFWLRQ3HUIRUPHG:DUUDQW\DQG6DIHW\3URFHGXUHV([SODLQHG,QVWDOODWLRQ&RPSOHWH
/8%5,&$7,21+<'5$8/,&6
*HDUER[DQG*HDUFDVH/XEULFDQW/HYHO)DFWRU\
)LOOHG
7,//(5
&KHFNWKDW*HDUER[%ROWVDUH3URSHUO\7LJKWHQHG
5HYLHZ3URFHGXUHWR$GMXVW7LOOLQJ'HSWK
&KHFNWKDW$OO+DUGZDUHLV3URSHUO\7LJKWHQHG
*UHDVH$OO=HUNV
$77$&+0(176,167$//$7,21
0DNH6XUHDOO*XDUGVDQG6KLHOGVDUH$WWDFKHG
&KHFNWKDW7LQHVDUH,QVWDOOHGLQ&RUUHFW5RWDWLRQ
'LUHFWLRQ
0DNH6XUH$OO%ROWV3LQVDQG1XWV$UH3URSHUO\
,QVWDOOHGDQG7LJKWHQHG
,KDYHWKRURXJKO\LQVWUXFWHGWKHEX\HURQWKHDERYHGHVFULEHGHTXLSPHQW7KLVUHYLHZLQFOXGHGWKH2SHUDWRU¶V
0DQXDOFRQWHQWHTXLSPHQWFDUHDGMXVWPHQWVVDIHRSHUDWLRQDQGDSSOLFDEOHZDUUDQW\SROLF\
'DWHBBBBBBBBBBBBBBBBBB 'HDOHU5HS6LJQDWXUHBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7KHDERYHHTXLSPHQWDQG2SHUDWRU¶V0DQXDOKDYHEHHQUHFHLYHGE\PHDQG,KDYHEHHQWKRURXJKO\LQVWUXFWHGDV
WRFDUHDGMXVWPHQWVVDIHRSHUDWLRQDQGDSSOLFDEOHZDUUDQW\SROLF\
'DWHBBBBBBBBBBBBBBBBBB 2ZQHU¶V6LJQDWXUHBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7,//(57275$&725&211(&7,216
0DNH6XUH$)UDPH3LYRW/LQNVDUH3URSHUO\
,QVWDOOHG
0DNH6XUH/LIW$UPVDUH$GMXVWHG(TXDOO\
3HUIRUPWKH,QLWLDO6HWXS&KHFNOLVWDQGWKH
3UH2SHUDWLRQ&KHFNOLVW
6$)(7<,7(06
0DNH6XUH3URWHFWLYH6KLHOGVDUH3URSHUO\,QVWDOOHG
0DNH6XUH6DIHW\'HFDOVDUH,QVWDOOHG
5HYLHZ2SHUDWRU¶V0DQXDO6XSSOLHG
0DNH6XUH7UDFWRU3726KLHOGLV,QVWDOOHG
0DNH6XUH6096LJQLV,QVWDOOHGLI1HHGHG
&XVWRPHU6XSSOLHG
5HYLHZWKHVXSSOLHG$'0$'ULYHOLQH6DIHW\0DQXDO
&XW+HUHWR5HPRYH3DJHRU0DNH&RSLHVRI7KLV3DJH