GE AJEM12DCE - Page 16



%HIRUH\RXFDOOIRUVHUYLFH«
7URXEOHVKRRWLQJ7LSV6DYHWLPHDQGPRQH\5HYLHZWKHFKDUWEHORZILUVWDQG\RXPD\QRWQHHGWRFDOOIRUVHUYLFH
1RUPDO2SHUDWLQJ6RXQGV
 <RXPD\KHDUDSLQJLQJQRLVHFDXVHGE\
ZDWHUEHLQJSLFNHGXSDQGWKURZQDJDLQVWWKH
FRQGHQVHURQUDLQ\GD\VRUZKHQWKHKXPLGLW\
LVKLJK7KLVGHVLJQIHDWXUHKHOSVUHPRYH
PRLVWXUHDQGLPSURYHHIILFLHQF\
 <RXPD\KHDUWKHWKHUPRVWDWFOLFNZKHQWKH
FRPSUHVVRUF\FOHVRQDQGRII
 :DWHUZLOOFROOHFWLQWKHEDVHSDQGXULQJKLJK
KXPLGLW\RURQUDLQ\GD\V7KHZDWHUPD\
RYHUIORZDQGGULSIURPWKHRXWGRRUVLGHRI
WKHXQLW
 7KHIDQPD\UXQHYHQZKHQWKHFRPSUHVVRU
GRHVQRW
3UREOHP 3RVVLEOH&DXVHV :KDW7R'R
$LUFRQGLWLRQHU 7KHDLUFRQGLWLRQHU • 0DNHVXUHWKHDLUFRQGLWLRQHUSOXJLVSXVKHGFRPSOHWHO\
GRHVQRWVWDUW LVXQSOXJJHG  LQWRWKHRXWOHW
 7KHIXVHLVEORZQFLUFXLW •&KHFNWKHKRXVHIXVHFLUFXLWEUHDNHUER[DQGUHSODFH
 EUHDNHULVWULSSHG  WKHIXVHRUUHVHWWKHEUHDNHU
 3RZHUIDLOXUH •,ISRZHUIDLOXUHRFFXUVWXUQWKHDLUFRQGLWLRQHU2)):KHQ
   SRZHULVUHVWRUHGZDLWPLQXWHVWRUHVWDUWWKHDLUFRQGLWLRQHU
   WRSUHYHQWWULSSLQJRIWKHFRPSUHVVRURYHUORDG
 7KHFXUUHQWLQWHUUXSWHU •3UHVVWKH5(6(7EXWWRQORFDWHGRQWKHSRZHUFRUGSOXJ

GHYLFHLVWULSSHG
 •,IWKH5(6(7EXWWRQZLOOQRWVWD\HQJDJHGGLVFRQWLQXHXVH
   RIWKHDLUFRQGLWLRQHUDQGFRQWDFWDTXDOLILHGVHUYLFH 
   WHFKQLFLDQ
$LUFRQGLWLRQHUGRHV $LUIORZLVUHVWULFWHG •0DNHVXUHWKHUHDUHQRFXUWDLQVEOLQGVRUIXUQLWXUHEORFNLQJ
QRWFRRORUKHDWVRPH   WKHIURQWRIWKHDLUFRQGLWLRQHU
PRGHOVDVLWVKRXOG
 7KHWHPSFRQWUROPD\ •, Q &22/PRGHRU+($7PRGHVRPHPRGHOVSUHVVWKH
 QRWEHVHWFRUUHFWO\  '(&5($6(²SDG
 7KHDLUILOWHULVGLUW\ •&OHDQWKHILOWHUDWOHDVWHYHU\GD\V
   6HHWKH2SHUDWLQJ,QVWUXFWLRQVVHFWLRQ
 7KHURRPPD\KDYHEHHQKRW •:KHQWKHDLUFRQGLWLRQHULVILUVWWXUQHGRQ\RXQHHG
   WRDOORZWLPHIRUWKHURRPWRFRROGRZQ
 &ROGDLULVHVFDSLQJ •&KHFNIRURSHQIXUQDFHUHJLVWHUVDQGFROGDLUUHWXUQV
 •0DNHVXUHWKHDLUFRQGLWLRQHU·VYHQWLVLQWKHFORVHGSRVLWLRQ
 &RROLQJFRLOVKDYHLFHGXS •6HH´$LUFRQGLWLRQHUIUHH]LQJXSµEHORZ
$LUFRQGLWLRQHU ,FHEORFNVWKHDLUIORZ •6HWWKHFRQWUROVDW+,*+)$1RU+,*+&22/DQGVHWWKH
IUHH]LQJXS DQGVWRSVWKHDLUFRQGLWLRQHU  WKHUPRVWDWWRDKLJKHUWHPSHUDWXUHWRDOORZWKHLFHWRPHOW
 IURPFRROLQJWKHURRP •&KHFNILOWHUIRUFOHDQOLQHVV
7KHUHPRWHFRQWUROLV 7KHEDWWHULHVDUHLQVHUWHG •&KHFNWKHSRVLWLRQRIWKHEDWWHULHV7KH\VKRXOGEH
QRWZRUNLQJ LQFRUUHFWO\  LQVHUWHGFRUUHFWO\
 7KHEDWWHULHVPD\EHGHDG • 5HSODFHWKHEDWWHULHV
:DWHUGULSVRXWVLGH +RWKXPLGZHDWKHU •7KLVLVQRUPDO
:DWHUGULSVLQGRRUV 7KHDLUFRQGLWLRQHULVQRW •)RUSURSHUZDWHUGLVSRVDOPDNHVXUHWKHDLUFRQGLWLRQHU
 WLOWHGWRWKHRXWVLGH  FDVHLVOHYHORUVODQWVVOLJKWO\IURPWKHFDVHIURQWWRWKHUHDU
:DWHUFROOHFWVLQ 0RLVWXUHUHPRYHGIURPDLU •7KLVLVQRUPDOIRUDVKRUWSHULRGLQDUHDVZLWKOLWWOH
EDVHSDQ DQGGUDLQVLQWREDVHSDQ  KXPLGLW\QRUPDOIRUDORQJHUSHULRGLQYHU\KXPLGDUHDV