6KXWWHUDQG'ULYH6HWWLQJV
7KHEXUVWVSHHGPD\EHFRPHVORZHUGHSHQGLQJRQWKHIROORZLQJVHWWLQJV
± >3LFWXUH6L]H@3>4XDOLW\@3>6HQVLWLYLW\@3)RFXV0RGH3>)RFXV
5HOHDVH3ULRULW\@3
%XUVWVSHHGFDQDOVREHVHWZLWK>%XUVW5DWH@LQWKH>5HF@PHQX
5HIHUWR3IRULQIRUPDWLRQDERXW5$:ILOHV
)RFXVRQWKHVXEMHFWDQGWDNHDSLFWXUH
+ROGGRZQWKHVKXWWHUEXWWRQIXOO\WRDFWLYDWHWKH%XUVW
0RGH
&DQFHOLQJWKH%XUVW0RGH
6HOHFW> @>6LQJOH@RU> @IURPDPRQJWKHGULYHPRGHV3
)RFXVLQJLQ%XUVW0RGH
7KHZD\IRFXVLVDFKLHYHGYDULHVDFFRUGLQJWRWKHIRFXVPRGH3VHWWLQJDQGWKH
>)RFXV5HOHDVH3ULRULW\@3VHWWLQJLQWKH>&XVWRP@PHQX
_ :KHQWKHVXEMHFWLVGDUNRUWKHEXUVWVSHHGLVVHWWR>6+@WKHIRFXVLVIL[HGRQWKHILUVW
SLFWXUH
_ 7KHEXUVWVSHHGPD\EHFRPHVORZHUEHFDXVHWKHFDPHUDLVFRQWLQXRXVO\IRFXVLQJRQWKH
VXEMHFW
_ %XUVWVSHHGWDNHVSULRULW\DQGIRFXVLVHVWLPDWHGZLWKLQSRVVLEOHUDQJH
)RFXVPRGH
>)RFXV5HOHDVH
3ULRULW\@
)RFXV
>$)6@
>)2&86@
$WWKHILUVWSLFWXUH
>5(/($6(@
>$))@>$)&@
_
>)2&86@ 1RUPDOIRFXVLQJ
_
>5(/($6(@ 3UHGLFWHGIRFXVLQJ
_
>0)@ ² )RFXVVHWZLWK0DQXDO)RFXV
AFS