2SHUDWLQJ LQVWUXFWLRQV87
9
&*&
QG +$5021
QG KDUPRQLF FRQWHQW LQ GLIIHUHQWLDO FXUUHQW ZKLFK MXVW
LQLWLDWHV EORFNLQJ LQ RI IXQGDPHQWDO ZDYH RI WKH GLIIHU
HQWLDO FXUUHQW
6PDOOHVW VHWWLQJ
/DUJHVW VHWWLQJ
&5266% +0
3
'XUDWLRQ RI WKH FURVVEORFN IXQFWLRQ ZLWK WKH QG KDU
PRQLF PHDQV WKDW WKH FURVVEORFN IXQFWLRQ LV LQHIIHF
WLYH LH QG KDUPRQLF VWDELOL]DWLRQ RSHUDWHV IRU HDFK LQ
GLYLGXDO SKDVH
6PDOOHVW VHWWLQJ DF SHULRGV
/DUJHVW VHWWLQJ DF SHULRGV
RU * FURVVEORFN LV DOZD\V HIIHFWLYH
6WDELOL]DWLRQ ZLWK D IXUWKHU KDUPRQLF WKLV QWK KDUPRQ
LF PD\ EH
WKH WK +$5021,& RU
WKH WK +$5021,& RU
WKH UG +$5021,& RU
WKLV VWDELOL]DWLRQ LV VZLWFKHG 2))
Q+$5021
WK +$5021,&
WK +$5021,&
UG +$5021,&
2))
Q +$5021
QWK KDUPRQLF FRQWHQW LQ GLIIHUHQWLDO FXUUHQW ZKLFK MXVW
LQLWLDWHV EORFNLQJ LQ RI IXQGDPHQWDO ZDYH RI WKH GLIIHU
HQWLDO FXUUHQW
6PDOOHVW VHWWLQJ
/DUJHVW VHWWLQJ
&5266% Q+0
3
'XUDWLRQ RI WKH FURVVEORFN IXQFWLRQ ZLWK WKH QWK KDU
PRQLF PHDQV WKDW WKH FURVVEORFN IXQFWLRQ LV LQHIIHF
WLYH LH KDUPRQLF VWDELOL]DWLRQ RSHUDWHV IRU HDFK LQGLYLG
XDO SKDVH
6PDOOHVW VHWWLQJ DF SHULRGV
/DUJHVW VHWWLQJ DF SHULRGV
RU * FURVVEORFN LV DOZD\V HIIHFWLYH
,',))PD[ Q
,,Q7U
6WDELOL]DWLRQ ZLWK WKH QWK KDUPRQLF LV HIIHFWLYH XS WR WKLV
GLIIHUHQWLDO FXUUHQW OLPLW
6PDOOHVW VHWWLQJ k ,
1 WUDQVIRUPHU
/DUJHVW VHWWLQJ k ,
1 WUDQVIRUPHU
76$7%/2
3
PD[LPXP GXUDWLRQ RI WKH DGGRQ VWDELOL]DWLRQ GXULQJ GH
WHFWHG FXUUHQW WUDQVIRUPHU VDWXUDWLRQ
6PDOOHVW VHWWLQJ DF SHULRGV
/DUJHVW VHWWLQJ DF SHULRGV
RU * XQWLO GURSRII RI WKH GLIIHUHQWLDO VWDJH ,
',))
!
6$75(675
,,Q7U
6WDELOL]LQJ UHVWUDLQLQJ FXUUHQW ZKLFK LV GHFLVLYH IRU WKH
DGGRQ VWDELOL]DWLRQ UHIHUUHG WR WKH UDWHG WUDQVIRUPHU
FXUUHQW
6PDOOHVW VHWWLQJ k ,
1 WUDQVIRUPHU
/DUJHVW VHWWLQJ k ,
1 WUDQVIRUPHU