2SHUDWLQJ LQVWUXFWLRQV6-
9
&*&
&RPPLVVLRQLQJ XVLQJ SULPDU\ WHVWV
$OO VHFRQGDU\ WHVWLQJ VHWV DQG HTXLSPHQW PXVW EH
UHPRYHG 5HFRQQHFW FXUUHQW DQG YROWDJH WUDQVIRUP
HUV )RU WHVWLQJ ZLWK SULPDU\ YDOXHV WKH SURWHFWHG RE
MHFW PXVW EH HQHUJL]HG
3ULPDU\ WHVWV VKDOO EH SHUIRUPHG RQO\ E\
TXDOLILHG SHUVRQQHO ZKLFK LV WUDLQHG LQ
FRPPLVVLRQLQJ RI SURWHFWLRQ V\VWHPV DQG
IDPLOLDU ZLWK WKH RSHUDWLRQ RI WKH SURWHFWHG
REMHFW DV ZHOO DV WKH UXOHV DQG UHJXODWLRQV
VZLWFKLQJ HDUWKLQJ HWF
:DUQLQJ
&XUUHQW FLUFXLW FKHFNV
&RQQHFWLRQV WR FXUUHQW WUDQVIRUPHUV DUH FKHFNHG
ZLWK SULPDU\ YDOXHV )RU WKLV SXUSRVH D ORDG FXUUHQW
RI DW OHDVW RI WKH UDWHG FXUUHQW LV QHFHVVDU\ ,I
WKH PHDVXULQJ FLUFXLW FRQQHFWLRQV DUH FRUUHFW QRQH
RI WKH PHDVXUHG YDOXH PRQLWRULQJ V\VWHPV LQ WKH
UHOD\ ZLOO RSHUDWH ,I D IDXOW LQGLFDWLRQ DSSHDUV WKH
SRVVLEOH FDXVHV FDQ EH IRXQG LQ WKH RSHUDWLRQDO DQ
QXQFLDWLRQV DGGUHVV EORFN
)RU FXUUHQW VXP HUURUV WKH PDWFKLQJ IDFWRUV 6HF
WLRQ VKRXOG EH FKHFNHG
,I WKH V\PPHWU\ PRQLWRULQJ DSSHDUV LW LV SRVVLEOH
WKDW DV\PPHWU\ LV LQ IDFW SUHVHQW RQ WKH OLQH ,I WKLV LV
D QRUPDO RSHUDWLRQDO FRQGLWLRQ WKH FRUUHVSRQGLQJ
PRQLWRULQJ IXQFWLRQ VKRXOG EH VHW DW D OHVV VHQVLWLYH
YDOXH 6HFWLRQ
&XUUHQWV DQG YROWDJHV FDQ EH UHDG RII RQ WKH GLVSOD\
LQ WKH IURQW RU YLD WKH RSHUDWLQJ LQWHUIDFH LQ EORFN
DQG FRPSDUHG ZLWK WKH DFWXDO PHDVXUHG YDOXHV ,I
VXEVWDQWLDO GHYLDWLRQV RFFXU RU LI WKH XQLW LQGLFDWHV D
FRQVLGHUDEOH HDUWK FXUUHQW WKHQ WKH FXUUHQW WUDQV
IRUPHU FRQQHFWLRQV DUH LQFRUUHFW 6KRUWFLUFXLW WKH
FXUUHQW WUDQVIRUPHUV DQG PDNH FRUUHFWLRQV
1R IXUWKHU WHVWV DUH UHTXLUHG IRU RYHUFXUUHQW WLPH
SURWHFWLRQ WKHVH IXQFWLRQV KDYH EHHQ WHVWHG XQGHU
WR )RU FKHFNLQJ WKH WULS FLUFXLWV DW OHDVW
RQH FLUFXLW EUHDNHU OLYH WULS VKRXOG EH SHUIRUPHG UH
IHU WR 6HFWLRQ
&KHFNLQJ WKH UHYHUVH LQWHUORFN
VFKHPH LI XVHG
)RU XVH DQG WHVWV RI WKH UHYHUVH LQWHUORFN VFKHPH LW LV
QHFHVVDU\ WKDW DW OHDVW RQH RI WKH ELQDU\ LQSXWV KDV
EHHQ DVVLJQHG WR WKH IXQFWLRQ l!,!! EORFNlDQG
RU IXUWKHU EORFNLQJ LQSXWV :KHQ GHOLYHUHG IURP IDF
WRU\ ELQDU\ LQSXW ,1387 KDV EHHQ DVVLJQHG WR WKLV
IXQFWLRQ
5HYHUVH LQWHUORFNLQJ FDQ EH XVHG LQ lQRUPDOO\ RSHQ
PRGHl LH WKH ,!! VWDJH LV EORFNHG ZKHQ WKH
ELQDU\ LQSXW l!,!! EORFNl LV HQHUJL]HG RU lQRU
PDOO\ FORVHGl PRGH LH WKH ,!! VWDJH LV EORFNHG
ZKHQ WKH ELQDU\ LQSXW l!,!! EORFNl LV GHHQHU
JL]HG 7KH IROORZLQJ SURFHGXUH LV YDOLG IRU lQRUPDOO\
RSHQ PRGHl DV SUHVHW E\ WKH IDFWRU\
7KH SURWHFWLRQ UHOD\ RQ WKH LQFRPLQJ IHHGHU DQG
WKRVH RQ DOO RXWJRLQJ FLUFXLWV PXVW EH LQ RSHUDWLRQ
$W ILUVW WKH DX[LOLDU\ YROWDJH IRU UHYHUVH LQWHUORFNLQJ
VKRXOG QRW EH VZLWFKHG RQ
$SSO\ D WHVW FXUUHQW ZKLFK PDNHV SLFNXS WKH ,!!
VWDJH DV ZHOO DV WKH ,! RU ,
S
VWDJH %HFDXVH RI WKH
DEVHQFH RI WKH EORFNLQJ VLJQDO WKH UHOD\ WULSV DIWHU
WKH VKRUW GHOD\ WLPH 7,!!
&DXWLRQ
7HVW FXUUHQWV ODUJHU WKDQ WLPHV ,
1
PD\
RYHUORDG DQG GDPDJH WKH UHOD\ LI DSSOLHG
FRQWLQXRXVO\ UHIHU WR 6HFWLRQ IRU
RYHUORDG FDSDELOLW\ 2EVHUYH D FRROLQJ
GRZQ SHULRG
1RZ VZLWFK RQ WKH GF YROWDJH IRU WKH UHYHUVH LQWHU
ORFNLQJ 7KH WHVW DV GHVFULEHG DERYH LV UHSHDWHG
ZLWK WKH VDPH UHVXOW
6LPXODWH D SLFNXS RQ HDFK SURWHFWLYH GHYLFH RQ DOO
RXWJRLQJ IHHGHUV 6LPXOWDQHRXVO\ D VKRUW FLUFXLW LV
VLPXODWHG RQ WKH LQFRPLQJ IHHGHU DV GHVFULEHG EH
IRUH 7ULSSLQJ QRZ RFFXUV DIWHU WKH GHOD\HG WLPH 7
,! RU DFFRUGLQJ WR 7,S
,I DSSOLFDEOH UHSHDW WHVW IRU WKH HDUWK FXUUHQW VWDJHV
7KHVH WHVWV KDYH VLPXOWDQHRXVO\SURYHG WKDW WKH ZLU
LQJ EHWZHHQ WKH SURWHFWLRQ UHOD\V LV FRUUHFW