(1
) ,QGXVWULDO7UXFN0DLQWHQDQFH
2SHUDWLRQDO6DIHW\DQG(QYLURQPHQWDO3URWHFWLRQ
7KHFKHFNVDQGVHUYLFLQJRSHUDWLRQVFRQWDLQHGLQWKLVFKDSWHUPXVWEHSHUIRUPHGLQ
DFFRUGDQFHZLWKWKHPDLQWHQDQFHFKHFNOLVWVHUYLFHLQWHUYDOV
:$51,1*
5LVNRIDFFLGHQWVDQGFRPSRQHQWGDPDJH
$Q\PRGLILFDWLRQWRWKHWUXFNLQSDUWLFXODUWKHVDIHW\PHFKDQLVPVLVSURKLELWHG
([FHSWLRQ2SHUDWLQJFRPSDQLHVVKRXOGRQO\PDNHFKDQJHVRUKDYHFKDQJHVPDGH
WRSRZHUHGLQGXVWULDOWUXFNVLIWKHPDQXIDFWXUHULVQRORQJHURSHUDWLQJLQWKHILHOGDQG
WKHUHLVQRVXFFHVVRUWRWKHEXVLQHVVRSHUDWLQJFRPSDQLHVPXVWKRZHYHU
± (QVXUH WKDW WKH FKDQJHV WR EH PDGH DUH SODQQHG WHVWHG DQG SHUIRUPHG E\ D
VSHFLDOLVWHQJLQHHULQLQGXVWULDOWUXFNVWDNLQJVDIHW\LQWRDFFRXQW
± .HHSSHUPDQHQWJUDSKLFUHFRUGVRIWKHSODQVWHVWVDQGFRPSOHWLRQRIWKHFKDQJHV
± &DUU\RXWDQGKDYHDXWKRULVHGWKHUHVSHFWLYHFKDQJHVWRWKHFDSDFLW\GDWDSODWHV
GHFDOVDQGVWLFNHUVDVZHOODVWKHRSHUDWRUDQGVHUYLFHPDQXDOV
± $WWDFKSHUPDQHQWDQGFOHDUO\YLVLEOHPDUNLQJWRWKHWUXFNLQGLFDWLQJWKHW\SHVRI
FKDQJHV PDGH WKH GDWH RI WKH FKDQJHV DQG WKH QDPH DQG DGGUHVV RI WKH
RUJDQLVDWLRQUHVSRQVLEOHIRUWKHZRUN
NOTE
2QO\RULJLQDOVSDUHSDUWVDUHVXEMHFWWRWKHPDQXIDFWXUHUVTXDOLW\FRQWURO7RHQVXUH
VDIHDQGUHOLDEOHRSHUDWLRQXVHRQO\WKHPDQXIDFWXUHUVVSDUHSDUWV
)RU VDIHW\ UHDVRQV RQO\ FRPSRQHQWV ZKLFK KDYH EHHQ VSHFLDOO\ DJUHHG E\ WKH
PDQXIDFWXUHUIRUWKLVWUXFNPD\EHLQVWDOOHGQHDUWKHFRPSXWHUFRQWUROOHUVDQGZLUH
JXLGDQFH VHQVRUV DQWHQQDH 7KHVH FRPSRQHQWV FRPSXWHUV FRQWUROOHUV ZLUH
JXLGDQFHVHQVRUVDQWHQQDHPXVWWKHUHIRUHQRWEHUHSODFHGE\VLPLODUFRPSRQHQWV
IURPRWKHUWUXFNVRIWKHVDPHVHULHV
Z 2QFRPSOHWLRQRILQVSHFWLRQDQGVHUYLFHZRUNFDUU\RXWWKHRSHUDWLRQVOLVWHGLQWKH
³5HFRPPLVVLRQLQJ WKH WUXFN DIWHU FOHDQLQJ RU PDLQWHQDQFH ZRUN´ VHFWLRQ VHH
SDJH