282  IBM System Storage N series Hardware Guide
20.1  System NDU
System NDU is a process that uses HA pair controller technology to minimize client disruption 
during an upgrade of Data ONTAP or controller firmware.
System NDU entails a series of takeover and giveback operations. These operations allow 
the partner nodes to transfer the data delivery service while the controllers are upgraded. 
This process maintains continuous data I/O for clients and hosts.
The controller for each node in the HA pair configuration is connected to its own storage 
shelves and the storage shelves of its partner node. Therefore, a single node provides access 
to all volumes and LUNs, even when the partner node is shut down. This configuration allows 
each node of HA pair controllers to be upgraded individually to a newer version of Data 
ONTAP or firmware. It also allows you to transparently perform hardware upgrades and 
maintenance on the HA pair controller nodes.
Before an NDU is performed, create an NDU plan. For more information about developing an 
NDU plan, see the Data ONTAP 8.1 7-Mode Upgrade and Revert/Downgrade Guide, which is 
available at this website:
http://www.ibm.com/support/docview.wss?uid=ssg1S7003776
20.1.1  Types of system NDU
The following types of system NDUs are available:
ň° Major
A major version system NDU is an upgrade from one major release of Data ONTAP to 
another. For example, an upgrade from Data ONTAP 7.2.x to Data ONTAP 7.3.x is 
considered a major system NDU.
Major version NDU is supported only when going from one release to the next in 
sequence. There are occasionally exceptions when deemed necessary to bypass a major 
release in an upgrade sequence. For example, customers are allowed to nondisruptively 
upgrade from 7.3 to 8.1 without having to upgrade to 8.0 as an interim step. These 
exceptions are shown in Table 20-1 on page 283.
ň° Minor
A minor version system NDU is an upgrade within the same release family. For example, 
an upgrade from Data ONTAP 7.3.1 to Data ONTAP 7.3.2 is considered a minor system 
NDU. The following characteristics constitute a minor version system NDU:
â No version number change to RAID, WAFL, NVLOG, FM, or SANOWN
â No change to NVRAM format
â No change to on-disk format
â Automatic takeover must be possible while the two controllers of the HA pair are 
running different versions within the same release family
Attention: Because of the complexity and individual clients environments, always see the 
release notes and the upgrade guide that is available for your new Data ONTAP release 
before any upgrades.