MI-42-0001 Rev. 19 189
1RWHWKDWDOLJQPHQWHUURUVKDYHFRPSRXQGVRXUFHVVXFKDVIRUH[DPSOH2SHUDWRUWR/DVHUHUURUV
/DVHUWR,PDJH3ODQHHUURUVDQG,PDJH3ODQH$V%XLOW*HRPHWU\YV$V6SHFLILHG*HRPHWU\
,IDOLJQPHQWIDLOXUHVSHUVLVWDIWHUDVVXULQJFDUHIXODOLJQPHQWEHWZHHQODVHUVDQGSKDQWRPSDUWLFXODUO\LIWKH
HUURUYDOXHVDUHUHSHDWDEOHFRQWDFWILHOGVHUYLFH
,QDGGLWLRQWRXVLQJWKHEHDGVWRFRQILUPDOLJQPHQWWKH\DUHXVHGWRHVWDEOLVKWZRLPDJHTXDOLW\PHWULFVDV
IROORZV
6SDWLDO/LQHDULW\*LYHQLQPPPP$PHDVXUHRIWKHV\VWHPVDELOLW\WRDFFXUDWHO\UHSUHVHQWVSDWLDOGLVWDQFH
DVPHDVXUHGEHWZHHQDQ\WZRSRLQWVLQWKHLPDJH5HSRUWHGDVWKHUDWLRRIWKHDYHUDJHRIWZRPHDVXUHG
GLVWDQFHVGHULYHGIURPWKHLPDJHWKHGLVWDQFHEHWZHHQWKHDQGRFORFNEHDGVDQGWKHGLVWDQFH
EHWZHHQWKHDQGRFORFNEHDGVWRWKHLGHDOGLVWDQFHRIPP,IWKLVUDWLRLVJUHDWHUWKDQRQHWKDQWKH
V\VWHPLVRYHUHVWLPDWLQJVSDWLDOGLVWDQFHVLILWVOHVVWKDQRQWKHV\VWHPLVXQGHUHVWLPDWLQJWKHP
&LUFXODU6\PPHWU\*LYHQLQPPPP$PHDVXUHRIWKHUHODWLYHDFFXUDF\EHWZHHQVSDWLDOGLVWDQFHV
PHDVXUHGLQWZRRUPRUHGLIIHUHQWGLUHFWLRQV5HSRUWHGDVWKHUDWLRRIWKHGLVWDQFHWRWKHGLVWDQFH
XVHGWRFDOFXODWH6SDWLDO/LQHDULW\,IWKLVUDWLRLVJUHDWHUWKDQRQHWKDQWKHV\VWHPLVPHDVXULQJYHUWLFDO
GLVWDQFHORQJHUWKHQKRUL]RQWDOGLVWDQFHVLILWVOHVVWKDQRQWKHRSSRVLWHLVWUXH
$OLJQPHQW)LJXUH,OOXVWUDWHVWKHWRWDOPDVVLQDUELWUDU\XQLWVDVDIXQFWLRQRI7RPR6HFWLRQ1XPEHUZLWKLQ
WKHRYHUDOO+HOLFDO6FDQDQGLGHQWLILHVWKHILUVWDQGODVW7RPR6HFWLRQVLQWKH3KDQWRPDVGHWHUPLQHGE\WKH
$XWR,4WRRO
$OLJQPHQW)LJXUH$IXOOVSDWLDOILHOGRIYLHZFPGLDPHWHULPDJHRIWKHSKDQWRPZLWKDZLQGRZOHYHO:/
RIDQGZLQGRZZLGWK::RI
*UHHQ/LQHV5HSUHVHQWFRQQHFWLRQVEHWZHHQWKHV\VWHPV*HRPHWULF2ULJLQDQGWKH([SHFWHG
/RFDWLRQRIWKHDOLJQPHQWEHDGVDVVXPLQJSHUIHFWDOLJQPHQWRIWKHSKDQWRPWRWKHV\VWHPVLGHDO
LPDJLQJJHRPHWU\LQWKHRU\GHVFULEHGWKHE\ODVHUV
5HG/LQHV5HSUHVHQWFRQQHFWLRQVEHWZHHQWKHPHDVXUHGFHQWHUVRIWKHDFWXDODOLJQPHQWEHDGV7KHLU
LQWHUVHFWLRQUHSUHVHQWVWKHPHDVXUHGRULJLQRIWKHSKDQWRP
1RWH)LHOGRI9LHZ FP,PDJHYR[HOV [LQ$[LDOSODQH9R[HOGLPHQVLRQ PP
$OLJQPHQW)LJXUH$FRPSRVLWHRI]RRPHG52,VZLWKLQWKH)29VKRZQLQ$OLJQPHQW)LJXUH7KH52,V
FRUUHVSRQGWRWKHIRXUDOLJQPHQWEHDGORFDWLRQVDQGWKH,PDJHVRULJLQ7KH\DUHDUUDQJHGDFFRUGLQJO\7KH
WH[WSURYLGHVWKHPHDVXUHGUHVXOWVIRUWKHDOLJQPHQWHUURUVDVZHOODVWKHV\VWHPV6SDWLDO/LQHDULW\DQG
&LUFXODU6\PPHWU\
$,52,PDJH4XDOLW\5HSRUW